01Reggie and the specialistsYour obligations, tracked against the rulebook
Twenty-six named specialists check your registers, returns calendar and policy reviews against the FCA Handbook and MLR 2017, each working to a stated regulatory mandate, and prepare what needs doing for your review.
→02RegForge (Managed only)A named reviewer QA-checks it
On Managed, a named RegForge reviewer quality-checks the work-product before it reaches you. This QA step is the difference between Copilot and Managed.
Managed only →03Your firmYour senior manager reviews, adopts and signs
Nothing regulator-facing leaves without your SMF. Your own senior manager reviews the work in RegForge, adopts it and signs. The decision and the record are yours.
How a drafted work-product reads
TTheo·Outsourcing & Third-Party Risk Officer
“Material outsourcing review for CloudVault Ltd is due in 12 days. Drafted the SYSC 8.1.7R review pack covering all five required elements; performance scorecard pulled from the SLA log. One sub-outsourcing chain (data residency) needs your eyes before the pack ships.”
Review pack · CloudVault Ltd · SYSC 8.1.7R · 5/5 elements covered · 1 sub-outsourcing flag · awaiting SMF sign-off.
SYSC 8.1.7R