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    Compliance, tracked against the rulebook

    Your obligations, tracked against the rulebook.
    Your SMF signs.

    RegForge tracks your registers, returns calendar and policy reviews against the FCA Handbook and MLR 2017. Reggie and twenty-six named specialists do the checking, each working to a stated regulatory mandate; nothing regulator-facing leaves without your SMF.

    Talk to us for 20 minutesStart free onboarding

    Your firm is

    Whatever your permissions say.

    • Reggie

    Maya Financial sanctions bind every UK firm, and Maya is built to check each client against the UK Sanctions List and the UN Consolidated List; that check is paused on this platform until the free official-list screen is restored. UK Sanctions List

    and the other 21 on the same desk, all reporting through Reggie to one signature: SMF16 · your name.

    Reggie
    Lead Compliance Officer

    Morning. The FCA has published a final notice worth reading — I've asked Maya to pull the thread.

    FCA final notice · enforcement corpus
    Bastion Capital London Ltd · FRN 232423
    £2,452,700 · settled at 30% discount
    Maya · AML & Sanctions Analysthanded off
    Draft in progressfor your review
    Drafted by Mayachecked by Reggie

    Board note — what this enforcement means for our controls. Drafted for your review; nothing moves without you.

    This is where you sign.SMF16 · your name

    Working from the sources that matter

    FCA HandbookSYSC · COBS · SUPJMLSGAML guidanceConsumer DutyPRIN 12SM&CRaccountability regimeDISPcomplaints sourcebookCASSclient assetsMIFIDPRUprudential sourcebookUK Sanctions ListFCDO statutory listFATFhigh-risk jurisdictionsFinal NoticesFCA enforcementDear CEOsupervisory lettersPRA Rulebookdual-regulated firms

    How it runs

    Every specialist reports through Reggie.
    You sign once.

    Hover anyone to hear them. The seats keep changing — there's a whole bench behind these four.

    MayaAML & Sanctions AnalystNeilRegulatory Horizon AnalystGraceComplaints & Consumer Duty AnalystMaxFilings & Board Reports Analyst
    ReggieChecks, challenges, routes
    Your SMFSigns once
    Meet all 27

    Working proof

    Built for firms that get audited.

    Cited where the rule is known
    Drafts carry Handbook references for your SMF to check.
    SYSC 6.1.1R
    Nothing regulator-facing moves without you
    Regulatory submissions are always prepared as drafts for your sign-off. By design, at every tier.
    SUP 16.12
    Reads real enforcement
    The team works from the FCA’s published final notices and maps what went wrong to your controls.
    FCA final notices

    Who runs it day to day

    Same rulebook. Your choice of driver.

    Copilot

    Drive it yourself

    Each specialist’s findings and proposed actions wait in your RegForge feed, and nothing regulator-facing moves until you approve it.

    From £400/month

    See plans & pricing

    Managed

    Have us run the desk

    The same tracking, run for you, with a named RegForge reviewer QA-checking the work-product before it reaches you. Your SMF still signs.

    Priced by firm size

    See your price

    Watch the team work.
    Then meet the founder.

    Twenty minutes with RegForge's ex-FCA founder. The code path, not a slide deck.

    Talk to us for 20 minutes